Agra Stock:iFind Risk Control Daily 20241016: Shenzhen Stock Exchange strengthens programmatic transaction supervision

iFind Risk Control Daily 20241016: Shenzhen Stock Exchange strengthens programmatic transaction supervision

The Shenzhen Stock Exchange strengthens programmatic transaction supervision!The broker must complete the new account report before Friday

The reporter learned from the industry on October 15 that the Shenzhen Stock Exchange has recently issued a notice to some securities firms, asking them to complete the report of the new account of new stocks before October 18, 2024 (Friday).And continuously strengthen the monitoring, monitoring and screening of programmatic transactions to ensure that the accounts have been reported in a timely manner.For securities firms that fail to submit the report on time, the Shenzhen Stock Exchange will be based on the "Shenzhen Stock Exchange Trading Rules", "Shenzhen Stock Exchange’s Self -Disciplinary Supervision Measures and Disciplinary Implementation Measures" and the Notice"And" Notice on Strengthening Procedural Transactions Management Related Matters "and other relevant regulations, take corresponding self -discipline regulatory measures or disciplinary sanctions.(Fortune Bull)

1 (): Shareholders intend to reduce their holdings with no more than 2.7%;

2. Silicane Technology: Shareholders intend to reduce their holdings with no more than 1%of the shares;

3 (): The shareholders plan to transfer 5.86%of the shares;

4 (): The shareholders plan to transfer 5.03%of the shares;

5 (): The shareholders’ fitting is reduced by 1.87%of the shares;Agra Stock

6 (): Shareholders intend to reduce their holdings with no more than 4.06%;

7. Prous: Shareholders plan to reduce their holdings;

8. Debang Technology: Shareholders intend to reduce their holdings of not more than 2%;

9. Central Environmental Protection: Specific shareholders intend to reduce their holdings not exceeding 4.06%of the company’s shares;Nagpur Investment

10. Eff: shareholders’ fitting does not exceed 4%of the shares;

11. Ekicai: Shareholders intend to reduce their holdings not exceeding 2.00%of the company’s shares;

12 (): Shareholders () Planning to reduce its holdings does not exceed 3%of the shares;

13 (): The controlling shareholder transfer 17.04%of the shares to resume trading tomorrow;

14 (): The decision to receive the administrative supervision measures of the Jiangsu Supervision Bureau;

15 (): "Guide to the Supervision of Listed Companies No. 10 -Market value Management (Draft for Opinions)" is being publicly soliciting opinions from the society, and has not yet been issued;

16. Shareholders Tracking | Nord Fund-Kunlun No. 36 Securities Investment Collection Trust Program-Nord’s Pujiang Pujiang No. 910 Single Asset Management Plan to reduce its holdings () 473,000 Hong Kong Central Settlement Co., Ltd. New Entry;

17 (): After the company is listed, due to the issuance of cash dividends, shares, etc., the relevant commitment price must be adjusted accordingly in accordance with the relevant regulations of the Shenzhen Stock Exchange.

18 (): The company’s chairman’s reduction behavior is mainly to implement the relevant management requirements of state -owned assets. Information disclosure meets the regulatory regulations of the Indian Securities Regulatory Commission and the Shenzhen Stock Exchange;

19. Shareholders Tracking | Xinhua Life Insurance Co., Ltd.-Dividend-Personal Dividend -018L-FH002 Deep Reduction () 44.33 million Xinhua Life Insurance Co., Ltd.

20 (): It is planned to be sold within 12 months.

1. Upper Group: Jiang Qi has retired as an executive director;

2Pune Wealth Management. Lifeng Holdings (01125) released its annual performance, and shareholders should account for a loss of HK $ 268 million, a decrease of 54.22%year -on -year;

3 () Dragon Sung Cheng plan to reduce its holdings in the shares of shareholders;

4. Kang Longcheng: Shareholders intend to reduce their holdings with no more than 0.9%;

5. Kang Longcheng (03759) The shareholders’ letter of Longcheng intends to reduce the holding of the company’s shares of no more than 16 million shares;

6. Fundli Holdings (00571) released its final performance, and shareholders should account for a loss of HK $ 511 million by 157.03%year -on -year;

7 (): The controlling shareholder is changed to National Energy Group Technology and Environmental Protection Co., Ltd.;

8. Executive Director Su Junqi reduced holdings of Huili Group (00806) about 719,800 shares at a price of approximately HK $ 1.95;

9. Non -Executive Director Cao Huayi reduced holdings of Reading Group (00772) 5,000 HK $ 35 per share;

10 () (02208) Provide guarantees for the wholly -owned subsidiary Jinfeng Italy;

11. Jinfeng Technology (02208) provides guarantee for Jinfeng Italy;

12. Jinyi Group Holdings (00565) Faying Police expected net loss year -on -year loss to no less than 270 million Hong Kong dollars;

13.Swire Merlin Bingham reduced the price of about 10.23 HK $ 10.23 per share for about 10.23 Hong Kong dollars;

14. Citiban: Subtinning Yiguang can reduce the target price of "neutral" rating to HK $ 3.6;

15. Big Bank rating | Citiban: Doward the target price of Xinyi Light to reduce the profit forecast of 2024 to 26 years at HK $ 3.6;

16. UBS: Yu Xinmei (01910) "buy" rating target price dropped to HK $ 27.9;

17. Daban Rating | JP Morgan Chase: Lotal Xinyi Guang’s rating to the target price of "neutral" to Hong Kong dollars;

18. Big Bank rating | UBS: lowered the new and beautiful target price to the third quarter of HK $ 27.9 continued to face anti -winds;

19. Xiaomo: Dowlurn Xinyi Guangneng (00968) rating to the target price of "neutral" to Hong Kong dollars;

20. Swing beauty now falls more than 5% of the third quarter performance may be inferior to the company’s target price and performance forecast.

1. Lishui Economic and Technological Development Zone Industrial Development Group Co., Ltd. In 2024, the termination of corporate bond projects to professional investors publicly issued corporate bond projects;

2. Luoyang Cultural Tourism Investment Group Co., Ltd. cancels the release of 24 Luowei V2;

3.3 Termination for debt issuance projects! The total amount of 3.128 billion yuan;

4. Lishui Economic and Technological Development Zone Industrial Development Group Co., Ltd. 1.70 billion yuan corporate debt project status is updated to "terminate";

5. Datang Financial Leasing Co., Ltd. canceled the issuance of 24 Tang rent 03;

6. Yihua Enterprise: There are false records of violations of information disclosure and raising instructions to be fined 8 million yuan by the CSRC;

7. Liu Yanzhi, general manager of Ruili Renlong Investment Development, was investigated for serious disciplinary violations;

8. Sangang Fujian Guang: "Guidelines for Supervision of Listed Companies No. 10 -Market value Management (Draft for Solicitation of Opinions)" is publicly soliciting opinions from the society and has not yet been released.

9. Bei Stock Exchange: Terminate the corporate debt project of Lishui Economic Kaiye Industrial Group;

10 (): Song Xiaodong took over the position of president;

11. Taicang Loucheng High -tech Group: The person in charge of the information disclosure is changed to Zhongming;Varanasi Wealth Management

12. Gansu Provincial Highway Transportation Construction Group: Yang Choucun is no longer the general manager and director of the company;

13. Sihong County Hongyuan Public Assets Management: Remove Directors of Wang Zhaolong;

14. New Century Rating: Follow the chairman and general manager of Fuzhou State -owned Capital Investment and Operation Group Co., Ltd.

15. Dongfang Jincheng: Follow the chairman, director, supervisor, and senior management personnel of Longting City Development and Construction Co., Ltd., Tongliang District, Chongqing;

16. Jingmen City Transportation and Tourism Investment Group: Wang Yu and Hubei no longer hold the position of general manager;

17. Indian Datang Group New Energy: Yu Fengwu resigned as a non -executive director of the company;

18. Jiangsu Jintan Construction Development Co., Ltd. In 2024, it will openly issue corporate bond projects to professional investors;

19. Jiangsu Jintan Construction Development Co., Ltd.’s 428 million yuan corporate debt project is updated to "terminate".

Trailer: The National New Office will hold a press conference on promoting the stable and healthy development of the real estate market

The State Council’s News Office will hold a press conference at 10 am on October 17, 2024 (Thursday) at 10 am.Promote the stable and healthy development of the real estate market, and answer reporters.(Indian Net)

The State Administration of Financial Supervision and the National Development and Reform Commission held a meeting: deployment of local governments to establish a working mechanism for supporting small and micro enterprises’ financing coordination

The reporter was informed that on the afternoon of October 15, the State Administration of Financial Supervision and the National Development and Reform Commission held video conferences to deploy local governments to establish a working mechanism for supporting small and micro enterprises’ financing coordination and carrying out the "Visit of Thousands of Enterprises".The Chongqing Financial Supervision Bureau disclosed that in accordance with the spirit of the meeting, the Bureau, together with the Chongqing Development and Reform Commission, established a city to support small and micro enterprises’ financing coordination mechanism.In addition to the establishment of a financing coordination mechanism, the bureau also opened up the financing point and card point of small and micro enterprises through a series of measures to further optimize the business environment.(21st Century Business Herald)

2023 tax bank calculations were released, and over 70 % of people did not need to pay individual taxes

According to the 2023 individual tax settlement data released by the State Administration of Taxation, among the personnel who have obtained comprehensive income, the proportion of people who do not need to pay for individual taxes account for more than 70%, and 60% among the actual tax payment personnel who are less than 30% of the remaining taxes.The above only 3%low -end tax rates are applicable, and the tax payment amount is small; high -income people with an annual income of more than 1 million yuan account for about 1%of the number of applicants, but the individual tax declared by these people accounts for 50%of the total taxes of all taxes.Above, the application income ranks the top 10%of individuals in the country to pay more than 90%of the total tax.

Multiple bank officials announced the deposit interest rate

As of October 15th, according to incomplete statistics from reporters, since October, over 15 banks such as Hainan, Guizhou, Yunnan, Henan and other places have announced the reduction of deposit interest rates, and some bank interest rates have fallen by 50 basis points.Many people in the industry believe that under the background of the loan market quotation interest rate (LPR) downturn and the adjustment of the interest rate of stock mortgages, the net interest difference between banks has continued to narrow.The bank reduction of the deposit interest rate can maintain the level of net interest margin and stable in a reasonable range, which is conducive to the stable operation of the bank.It is expected that the future deposit interest rate will still be reduced.(Indian Securities News)

The 18 insurance intermediaries "leave the field" during the year, and the intensive competition and the increase in thresholds are the main causes.

Recently, the Shenzhen Supervision Bureau of the State Administration of Finance and Administration canceled the "Insurance Intermediary License" of Shenzhen Ji’anfu Insurance Agency Co., Ltd. (hereinafter referred to as "Shenzhen Ji’anfu Insurance Agency").Insurance agency of the certificate.A number of people in the industry said that the frequent "departure" of insurance intermediaries is related to the intensified competition in the industry, the increasing difficulty in the sales of insurance products, and the stricter of supervision.(Securities Daily)

The Shenzhen Stock Exchange terminates the review of the GEM IPO of GEM

The Shenzhen Stock Exchange announced that the Shenzhen Stock Exchange decided to terminate its issuance of listing reviews due to the withdrawal of Listing applications for the withdrawal of the listing listing.

Great Wall temporarily slow down Zhixing IPO

It is learned from the source of multiple independent faith that () the () chairman Wei Jianjun recently temporarily called the Hong Kong stocks IPO, which temporarily stopped Zhixing.The predecessor of Zhixing is the forward -looking section of the Great Wall Intelligent Driving, which is mainly responsible for the research and development of the ADAS intelligent driving system.In 2019, Zhixing hatched from the Great Wall and sprinted twice.In 2020, Zhixing proposed the IPO of the Science and Technology Board, and was originally scheduled to be successfully listed in 2024.However, the science and technology board will take a long time, and the investigation of IPO companies is strict. In December 2020, the request was further tightened.For companies with a market value of less than 1 billion yuan, the science and technology board requires "at least a consecutive annual profit of more than 50 million yuan". At the same time, it is required to provide enterprises with more than 50 invention patents, which gradually improves the "scientific and technological content" requirements of the enterprise.In 2020, companies such as Geely Automobile, Weimar Automobile, Sky Motors, Nezha Motors and other companies all abandoned the listing of science and technology boards in the future.(21st Century Business Herald)

The first local small loan association in the country issued a document "It is strictly forbidden to flow into the stock market".

Following a number of banks issued a document reminding that credit funds are strictly prohibited from flowing into the housing market, stock market and other fields, on October 14, the Guangzhou Micro Loan Industry Association also issued the "Risk Tips" to its member units, prompting relevant risks.It is understood that this is the first local announcement of the small loan industry association that has strictly forbid credit funds into the stock market."All member units should standardize business behaviors, pay close attention to the use of borrowing and flow of the parties, and strictly prohibit the inflow of relevant funds into the stock market and other fields to jointly maintain a good financial order." The Guangzhou Micro Loan Industry Association said in a letter.However, some people in the small loan industry told reporters that the above letter is more significant for small loan companies, and there will be many difficulties in practical operations."Banks may not be able to figure out the flow of funds, not to mention small loan companies." "On the one hand, the cost of loan loans for small loan companies is relatively high.Low interest rate consumer loans, borrowing stocks from small loan companies is not very attractive to investors; on the other hand, for small loan companies, lack of effective means, such as monitoring of the capital flow of customers such as risk control technology.It is difficult to request a small loan company to explain the flow of loans.(21 Finance)

Loans enter the market, and some investors have been recovered by banks in advance

According to Shell Finance, a notice of a joint investor in a joint -stock bank issued a notice to investors who entered the stock market in the stock market.The bank was ordered to pay all the funds within January.As of now, the bank has not responded to this.According to the bank’s credit customer manager, the post -loan inspection of funds in the market is indeed very strict.

Go to Hong Kong to insure chaos: WeChat drainage, unlicensed sales, supervise the bright sword, the statement zero tolerance

According to Shell Finance, the Guangdong Financial Supervision Bureau issued a statement that the special governance of illegal sales of overseas insurance products and illegal cross -border insurance for illegal sales of overseas insurance products (excluding Shenzhen).It covers all bank insurance institutions under the Guangdong Regulatory Bureau. The investigation content includes whether there are institutions and their employees participating, organizing or assisting in illegal sales of overseas insurance products and illegal cross -border insurance.The special governance requires the institution to submit a self -inspection report by October 15, and the Guangdong Regulatory Bureau must report it before October 21.

Chengdu New House Cancellation of Houses and Sales Limited Permits can be listed and traded

Chengdu issued a notice on promoting the steady and healthy development of the real estate market. It mentioned that those who purchase new commercial housing (except for sales projects) and second -hand housing within Chengdu can be listed and traded after obtaining the "Non -Moving Property Certificate".Housing, which has been incorporated into the scope of re -transaction management before, is still implemented in accordance with the original policy.New purchase of commercial housing shall prevail on the filing time of online signing, and new purchase of second -hand housing shall prevail the time for real estate transfer registration.

Many small securities firms in Hong Kong are facing redemption problems due to extreme markets

According to the Securities Temple, A shares and Hong Kong stock markets fluctuated violently before and after the National Day, which led to the huge losses of the opponents of Hong Kong Opang International, Dongxin Securities, Long -term Securities, Southern Huifa, Lion Group, Qingshi Securities and other securities firms.Insure, it cannot be redeemed.Affected investors say that the option fee has been paid nearly 3 million yuan cannot be recovered.According to industry analysts, due to the low bottom line of compliance and lack of risk control, these small brokers suffered a large loss when the market rose.At present, the securities firms are actively taking action to solve the problem and plans to launch a refund process in recent weeks.

The Hong Kong Securities Regulatory Commission has condemned Zhejiang Commerce International Finance’s violations of regulatory regulations and imposed a fine of 2.66 million Hong Kong dollars

The Hong Kong Securities Regulatory Commission has condemned Zhejiang Business International Financial Holdings Co., Ltd. violating regulatory regulations and imposed a fine of HK $ 2.66 million.

The British restructuring hearing of the Ocean Group will be held as scheduled on October 18th.

According to Surging News, people familiar with the matter said that the overseas creditors group of the Ocean Group (holding more than 25%of the company’s overseas high -end bond) will fully oppose the convening hearing of the Ocean Group on October 18th.The London team of Da Law Firm and the British Royal Lawyer representatives appeared in court to ask related issues and doubts, asking the court to postpone the time to convene a hearing time and ask the company to respond to the creditor’s doubts.

Chairman and general manager of Fu’anda Fund changed the same day

Fu’anda Fund Management Co., Ltd. issued an announcement that the company’s executives have changed, involving the positions of chairman and general manager.Among them, the chairman Jiang Xiaogang left the office due to work mobilization, and Wang Shengxin, the former general manager of the company, was the position of chairman of the company; the general manager of Jin Ling Qianxin Fanta Fund, and the company’s deputy general manager Shen Weiqing left the office for mobilizing work.

Chen Demei, the former vice president of SAIC Group, was prosecuted for a public prosecution for the crime of accepting bribery and illegal profit for relatives and friends

According to the Supreme Procuratorate, Chen Demei, former vice president of Mumbai Automobile Group Co., Ltd., was suspected of bribery and illegal profit for relatives and friends.The case is being handled.During the review and prosecution stage, the procuratorial organs informed the defendant’s right to enjoy the right to enjoy the defendant according to law, and questioned the defendant’s opinions in accordance with the law.The First Branch of the Mumbai People’s Procuratorate sued accusations: The defendant Chen Demei used the convenience of his position to seek benefits for others, illegally accepting the property of others, and the amount was particularly huge.The national interests have suffered significant losses, and their criminal liability should be held in accordance with the law for bribery and illegal crimes for relatives and friends.

Federal Reserve Dali: During the uncertain period, the Fed’s adopting a gradual policy is a wise move.

The Fed Dali said that the Fed’s balance sheet still has room for further reduction.We must pay close attention to the market and find signs of stopping the reduction of the balance sheet.During the uncertain period, the Federal Reserve has adopted a gradual policy.

U.S. judges require Boeing to provide more information to decide whether to approve the confession agreement

On October 15th local time, the court documents showed that the Federal judge in the United States requested Boeing to provide more information before October 25 in order to decide whether to approve the confession agreement reached by the two air crash and prosecutors.In July of this year, the Boeing Company of the United States announced that it has reached a confession agreement with the Federal Department of Justice’s "in principle" on the fatal air crash of Boeing 737 MAX passenger aircraft: Boeing acknowledged that there was a "fraud" behavior of the federal regulatory agency and accepted a second fine for a second fine.And promised to invest hundreds of millions of dollars in "compliance and security projects", and the court ruled that the specific amount of compensation to the family members of the air crash was paid.The confession agreement needs to be approved by the court.Some of the victims of the two air crash had passed the lawyer to oppose the confession agreement and believe that the punishment for Boeing was too light.(CCTV News)

Sudden change, foreign investment violently sells Indian stocks violently

According to securities firms India, foreign investment violently sold Indian stocks.Preliminary data released by the Indian State Stock Exchange shows that on October 14th, foreign investment sold 37.316 billion Indian rupees (approximately RMB 3.15 billion) shares, which sold for the 11th consecutive day.Foreign capital has sold a total of 62126 billion Indian rupees (about 52 billion yuan).Analysts pointed out that the investment behavior of foreign investment in the Indian stock market is undergoing major changes. The selling trend may continue in the short term. The market will pay close attention to the data of the next few weeks and its impact on the stability and growth prospects of the Indian market.

The order volume is far less than expected to make Acemai’s stock price fell seriously

ASML Holdings (ASML )’s stock price plummeted. In the third quarter, the company’s order was only about half of the analysts expected, and the performance guidelines were reduced in 2025.The net sales of Asto in the third quarter of the fiscal quarter, 7.47 billion euros, and market expectations of 7.17 billion euros; the order value is 2.63 billion euros, and the market is expected to be 5.39 billion euros.It is expected that the total net sales in 2025 will be between 30 billion euros and 35 billion euros. The market is expected to be 35.94 billion euros; the gross profit margin will be between 51%and 53%, and the previous expectations are 54%to 56%.

The United States considers selling AI chips to some countries to restrict Nvidia and AMD.

According to Sina, the United States considers restricting Nvidia and AMD to sell artificial intelligence chips to some countries.People familiar with the matter said that officials are paying attention to the Persian Gulf countries. These countries’ demand for artificial intelligence data centers is increasing and financially strong.

U.S. debt short emotions are re -ignited, and five -year bonds are more popular, liquidity impact or reproduction

According to the First Financial, Morgan Chase customers surveyed that in the first week of October, the client of the agency recorded a cleaning for the first time since April 2023, and the total short position also set the highest level since February 2023.In addition to the trend of the U.S. bond market itself, the US repurchase interest rate corridor’s reproduction problem in early October seems to indicate that a new round of US bond issuance will bring a liquidity impact on the market.

IEA monthly report: The forecast of global oil demand growth in 2024 will be reduced to 860,000 barrels per day

IEA monthly report: The global oil demand growth forecast of 2024 was reduced to 860,000 barrels per day (previously forecast for 900,000 barrels per day).

North Korea claims to confirm the responsible party of the Korean military to violate North Korea’s airspace

According to a report on the 15th of the North Korean Society, Kim with the deputy minister of the Central Committee of the North Korean Workers’ Party made a conversation that day, "The South Korean military is a perpetrator who has made hostile infringement and provocations over the North Korean capital.The provocative will be paid a heavy price.Political and military stance.The Ministry of Foreign Affairs of North Korea issued a statement on the evening of the 11th to condemn the South Korean drone to infringe on North Korea, saying that this department was seriously criminal.South Korea ’s Minister of Defense Kim Long said on the same day that the Korean military did not launch drones to North Korea.(Xinhua News Agency)

Gyeonggi -do, South Korea, designated parts of the DPRK and South Korea to be the "dangerous area"

On the afternoon of the 15th local time, Gyeonggi -do, South Korea, announced that it will be designated as "dangerous areas" in Pozhou, Gongguan City, Kinpu City, Lianchuan County and other places located at the border of North Korea and South Korea.thing.The Gyeonggi government said that recent North Korea -South Korea relations have risen, and the above -mentioned measures have been introduced to protect the safety of the people in the North Korean border.(CCTV News)

Putin submits a draft legal draft law on Russia and North Korea

On October 14, local time, Russian President Putin submitted a draft law on the approval of the "Treaty of Russia and North Korea" to Russia.Article 4 of this article stipulates that if one party is attacked by a certain country or the force of several countries and is in a state of war, the other party will immediately provide military and other aid to the former with all the availability.Article 8 of the Treaty stipulates that the two parties should establish a joint action mechanism to strengthen defense capabilities to prevent war and ensure regional and international peace and security.(CCTV military)

Argentine President Miri: After the abolition of foreign exchange control measures, Argentina will implement a floating exchange rate mechanism

Argentine President Miri said that after the abolition of foreign exchange control measures, Argentina will implement a floating exchange rate mechanism.

Indore Investment

By Admin88